Act as first line of defense to advise business on compliance and control matters, conduct transacti
岗位职责
Act as first line of defense to advise business on compliance and control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risk/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks. Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
申请条件
Degree or above.
3+ years working experience in banking and finance, at least 1 year in relevant private banking Compliance. Strong investment product knowledge is an advantage.
Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
雇主简介
Provide overall consultancy services, including personal banking plans and others, to BOC Private Banking clients.
Leverage sound knowledge of BOCHK’s products and services, including corporate and tr...