← 返回岗位列表美国专业服务fulltime

法务与合规经理

雇主

iBynd

地点

远程 · Remote · 美国

待遇

$面议

工作模式

远程

截止日期

1月5日

🤖 AI 简历匹配评估

检测你的简历与该岗位的匹配度,免费

免费评估

岗位摘要

Wholesale Commercial Insurance Broker;National – Digital First Platform – Real Time Rate, Quote & Bind Compliance at iBynd + SEMSEE has outgrown a shared responsibility.

岗位职责

Wholesale Commercial InsuranceBroker;
National – Digital First Platform – Real Time Rate, Quote & Bind
Compliance at iBynd + SEMSEE has outgrown a shared responsibility. This is a full-time ownership seat. The Compliance Manager will inherit a functioning compliance program across multiple entities and a real book of carrier and vendor relationships, and will be responsible for taking both to the next level: tightening the program and putting the foundation in place for the next stage of growth. This is an individual contributor role reporting directly to the COO, working in close partnership with Finance and Accounting.
DUTIES AND RESPONSIBILITIES
COMPLIANCE PROGRAM OVERSIGHT
Take full ownership of the existing compliance program and mature it across both iBynd and SEMSEE entities — written policies and procedures, training, monitoring, internal audit, producer oversight, anti-fraud and AML obligations, and the compliance committee cadence.
Identify compliance gaps, prioritize them by risk, and close them. Define what 'good' looks like for this company at the next stage of scale and put the controls in place to get there.
Oversee state regulatory and licensing across all operating states — entity licenses, producer/P&C licenses, and surplus lines broker licenses — ensuring the company's full licensing footprint is current, accurate, and audit-ready.
Provide tax compliance guidance in partnership with accounting, ensuring state-by-state obligations, surplus lines tax filings, and applicable programs are properly maintained and overseen.
Partner with Accounting and Finance on premium trust and fiduciary account compliance — segregation of premium funds, agency-bill and direct-bill reconciliation, carrier bordereaux and producer commission accounting, and support for financial statement, carrier, and regulatory audits.
Work with outside tax advisors on the entity-level obligations that follow the licensing footprint — state registrations and nexus, apportionment, franchise and gross receipts filings, and 1099/1042 information reporting for producers and vendors.
CONTRACTING & CARRIER RELATIONSHIPS
Support our Carrier appointments, binding authority and program agreements, reinsurance treaties where applicable, MGA arrangements, and the full stack of vendor, partner, and technology contracts.
Serve as the primary initial point of contact for carrier counterparties, MGA/MGU partners, and third-party vendors on all contractual and relationship matters.
DIGITAL PRODUCT & PRIVACY LEGAL SUPPORT
Work closely with the COO on legal review of the company's digital platform with particular emphasis on privacy obligations, AI/ML governance in underwriting, and data handling practices.
Own the company's privacy compliance program under GLBA and applicable state privacy laws, ensuring policies, notices, and data practices are current and enforceable.
Partner with the technology and product teams to build legal and compliance requirements into new platform features and data initiatives from the outset.
QUALIFICATIONS
REQUIRED
• 6–8 years of compliance experience
Direct insurance industry experience is required — insurtech, MGA/MGU, wholesale broker, or carrier. Insurtech or digital-first distribution experience is strongly preferred — we want someone who has done this work where the platform, not the paper file, is the system of record. This is not a role for a generalist looking to learn the industry on the job.
Working knowledge of accounting as it applies to insurance distribution — premium trust and fiduciary accounting, commission, and the ability to read a general ledger, a reconciliation, and a carrier statement without needing them translated. An accounting degree, CPA, or time spent inside a finance function is a strong plus.
Hands-on surplus lines premium tax experience — multi-state filings, and the mechanics of calculating and remitting tax and fees, rather than only supervising someone who does.
Working knowledge of surplus lines regulation, producer licensing, and the wholesale distribution model; experience with MGA, MGU, or program business strongly preferred.
Experience operating a compliance program — as the owner, a key contributor, or the person who inherited and matured one.
Comfort in a technology-forward environment — conversant with how software, data, and AI factor into modern insurance operations.
Excellent written and verbal communication skills across a wide range of audiences including regulators, carriers, underwriters, and engineers.
PREFERRED
Experience operating or maturing a privacy program under GLBA and modern state privacy laws.
CPA or Accounting Background or a professional designation such as CPCU, AINS, CIPP/US, or CAMS.
Familiarity with NIPR and Sircon for licensing administration, and OPTins for premium tax remittance.
Experience supporting a company through a state market conduct exam, a carrier audit, or a financial statement audit.
Fully Remote RoleAt iBynd Semsee, we are committed to upholding the highest standards of employment practices in each jurisdiction we operate in. We ensure that all employees are fairly compensated for their work, in accordance with the provisions outlined by the Fair Labor Standards Act (FLSA).
iBynd Semsee is an equal opportunity employer, committed to a diverse workforce. iBynd Semsee complies with federal and state law governing non-discrimination in employment practices.
By signing below, you acknowledge you have read and understood the job description and agree to the outlined requirements for your role. Should you ever have any questions or concerns about your responsibilities and expectations, please refer to this document and consult with your direct supervisor.
Originally posted on Himalayas

申请条件

- 具备合规管理经验,能够全面负责并成熟化跨实体的合规项目(书面政策与程序、培训、监控、内部审计、生产商监督、反欺诈与反洗钱义务、合规委员会节奏)
- 能够识别合规差距,按风险优先级排序并关闭差距,定义规模化下一阶段的“良好”标准并建立控制措施
- 具备州监管与许可管理经验,覆盖所有运营州——实体许可证、生产商/财产与意外险许可证、盈余线经纪人许可证,确保许可足迹最新、准确且可审计
- 能够与会计部门合作提供税务合规指导,确保逐州义务、盈余线税务申报及相关项目得到妥善维护和监督
- 能够与会计和财务合作处理保费信托与受托账户合规——保费资金隔离、代理账单与直接账单对账、承运人分保明细与生产商佣金会计,以及支持财务报表、承运人和监管审计
- 能够与外部税务顾问合作处理随许可足迹产生的实体级义务——州注册与关联、分摊
- 具备个人贡献者角色经验,能够直接向首席运营官汇报并与财务和会计紧密合作
- 具备承运人和供应商关系管理经验,能够继承并提升现有关系
- 能够承担全职所有权职责,而非共享责任

雇主简介

iBynd 是一个全国性的数字优先批发商业保险经纪平台,提供实时费率、报价和绑定服务,并拥有 SEMSEE 实体,专注于保险合规和监管。

对这个岗位感兴趣?

该岗位通过项目服务流程申请,顾问可为您介绍项目详情与申请条件

咨询不收取任何费用,项目顾问将与您联系

申请海外岗位,英文简历符合当地格式规范吗?

AI 自动评估你与该岗位的匹配度,3 分钟出结果

免费评估简历匹配度

数据来源:Himalayas

岗位信息来源于公开渠道,版权归原作者所有